Filing Details

Accession Number:
0000950142-18-002430
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-20 10:15:05
Reporting Period:
2018-12-19
Accepted Time:
2018-12-20 10:15:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1022652 Inseego Corp. INSG Communications Equipment, Nec (3669) 813377646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633979 North Sound Trading, Lp 115 East Putnam Avenue
Greenwich CT 06830
No No Yes No
1749646 North Sound Management, Inc. 115 East Putnam Avenue
Greenwich CT 06830
No No Yes No
1749976 Brian Miller 115 East Putnam Avenue
Greenwich CT 06830
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-19 1,721,070 $3.00 9,246,570 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 42,521 Direct
Footnotes
  1. The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation, which in turn is the general partner of North Sound Trading. Mr. Miller may be deemed to indirectly own the shares directly owned by North Sound Trading. Mr. Miller is a director of the Issuer.
  2. The restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.
  3. The restricted stock units convert into common stock on a one-for-one basis.
  4. The shares are owned directly by Brian Miller.