Filing Details
- Accession Number:
- 0001591956-18-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-19 18:15:26
- Reporting Period:
- 2018-12-18
- Accepted Time:
- 2018-12-19 18:15:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591956 | Sphere 3D Corp | ANY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409130 | L. Kurt Kalbfleisch | 895 Don Mills Road Bldg. 2, Suite 900 Toronto A6 M3C 1W3 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-18 | 3,017 | $0.00 | 8,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-19 | 1,069 | $3.35 | 7,402 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-12-18 | 3,017 | $0.00 | 3,017 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,066 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
- The RSUs reported under column 9 vest in four bi-annual installments beginning on 6-18-19.
Billionaire Hedge Funds
