Filing Details

Accession Number:
0001252911-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-19 14:58:24
Reporting Period:
2018-12-18
Accepted Time:
2018-12-19 14:58:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1559991 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc DFP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252911 E Robert Chadwick 301 E Colorado Blvd Ste 720
Pasadena CA 91101
Ceo, President Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-18 5,000 $20.00 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Mr. Chadwick also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.