Filing Details

Accession Number:
0001398344-18-018147
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-19 11:43:51
Reporting Period:
2018-12-17
Accepted Time:
2018-12-19 11:43:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644771 Rivernorth Marketplace Lending Corp RMPL () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646929 W. Patrick Galley 325 N. Lasalle Street
Suite 645
Chicago IL 60654
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) Acquisiton 2018-12-17 600 $24.73 83,000 No 4 P Direct
Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) Acquisiton 2018-12-17 1,000 $24.74 84,000 No 4 P Direct
Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) Acquisiton 2018-12-17 100 $24.75 84,100 No 4 P Direct
Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) Acquisiton 2018-12-17 15 $25.06 84,115 No 4 P Direct
Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) Acquisiton 2018-12-17 246 $24.73 84,361 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct