Filing Details

Accession Number:
0000894579-18-000268
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-18 20:00:36
Reporting Period:
2018-12-14
Accepted Time:
2018-12-18 20:00:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040719 Ditech Holding Corp DHCP () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898382 G Leon Cooperman St. Andrew's Country Club
7118 Melrose Castle Lane
Boca Raton FL 33428
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-14 194,703 $0.07 0 No 4 S Indirect Omega Equity Investors LP
Common Stock Disposition 2018-12-14 38,584 $0.07 0 No 4 S Indirect Omega Capital Partners LP
Common Stock Disposition 2018-12-14 10,084 $0.07 0 No 4 S Indirect Omega Capital Investors LP
Common Stock Disposition 2018-12-14 18,678 $0.07 0 No 4 S Indirect Omega Overseas Partners Ltd
Common Stock Disposition 2018-12-14 50,852 $0.07 0 No 4 S Indirect Omega Credit Opportunities Master Fund LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Omega Equity Investors LP
No 4 S Indirect Omega Capital Partners LP
No 4 S Indirect Omega Capital Investors LP
No 4 S Indirect Omega Overseas Partners Ltd
No 4 S Indirect Omega Credit Opportunities Master Fund LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $0.01 Par Value Per Share Series A Warrants Disposition 2018-12-14 65,736 $0.00 65,736 $20.63
Common Stock $0.01 Par Value Per Share Series A Warrants Disposition 2018-12-14 38,246 $0.00 38,246 $20.63
Common Stock $0.01 Par Value Per Share Series A Warrants Disposition 2018-12-14 17,181 $0.00 17,181 $20.63
Common Stock $0.01 Par Value Per Share Series A Warrants Disposition 2018-12-14 31,822 $0.00 31,822 $20.63
Common Stock $0.01 Par Value Per Share Series A Warrants Disposition 2018-12-14 86,637 $0.00 86,637 $20.63
Common Stock $0.01 Par Value Per Share Series B Warrants Disposition 2018-12-14 52,160 $0.00 52,160 $28.25
Common Stock $0.01 Par Value Per Share Series B Warrants Disposition 2018-12-14 30,347 $0.00 30,347 $28.25
Common Stock $0.01 Par Value Per Share Series B Warrants Disposition 2018-12-14 13,632 $0.00 13,632 $28.25
Common Stock $0.01 Par Value Per Share Series B Warrants Disposition 2018-12-14 25,250 $0.00 25,250 $28.25
Common Stock $0.01 Par Value Per Share Series B Warrants Disposition 2018-12-14 68,745 $0.00 68,745 $28.25
Common Stock $0.01 Par Value Per Share Mandatorily Convertible Preferred Stock Disposition 2018-12-17 4,745 $1.15 687,907 $0.00
Common Stock $0.01 Par Value Per Share Mandatorily Convertible Preferred Stock Disposition 2018-12-17 4,745 $1.15 687,907 $0.00
Common Stock $0.01 Par Value Per Share Mandatorily Convertible Preferred Stock Disposition 2018-12-17 4,745 $1.15 687,907 $0.00
Common Stock $0.01 Par Value Per Share Mandatorily Convertible Preferred Stock Disposition 2018-12-17 4,745 $1.15 687,907 $0.00
Common Stock $0.01 Par Value Per Share Mandatorily Convertible Preferred Stock Disposition 2018-12-17 9,415 $1.15 1,364,940 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2013-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
0 2018-02-09 2028-02-09 No 4 S Indirect
Footnotes
  1. The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  2. The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  3. The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  4. The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  5. The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  6. Convertible based upon a conversion multiple of 114.9750 as disclosed in Exhibit 3.1 to the Issuer's Form 8-K filed on February 13, 2018.