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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-12-18 19:14:55
Reporting Period:
Accepted Time:
2018-12-18 19:14:55
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1094739 Finisar Corp FNSR Semiconductors & Related Devices (3674) 943038428
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661122 Sheridan Julie Eng 1389 Moffett Park Drive
Sunnyvale CA 94089-1133
Evp And Gm, 3D Sensing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-15 1,466 $21.75 88,976 No 4 F Direct
Common Stock Disposition 2018-12-18 1,489 $21.74 87,487 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
  1. On December 15, 2018, the Reporting Person vested in 2,955 restricted stock units ("RSUs") and as a result acquired 2,955 shares of common stock of the Issuer pursuant to the Reporting Person's December 15, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
  2. Includes 71 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2018 and such purchase was not required to be reported pursuant to Section 16(a).
  3. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 19, 2018.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.66 to $21.94 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.