Filing Details

Accession Number:
0001104659-18-073618
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-18 18:44:22
Reporting Period:
2018-12-17
Accepted Time:
2018-12-18 18:44:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1592016 Agrofresh Solutions Inc. AGFS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
928635 J Robert Campbell One Washington Square
510-530 Walnut St., Suite 1350
Philadelphia PA 19106
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-17 10,000 $3.91 45,311 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,402 Direct
Common Stock 5,028 Direct
Common Stock 35,311 Direct
Common Stock 18,375 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $4.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. These restricted shares vest in full on June 4, 2019.
  3. These restricted shares vest one-third per year on December 31, 2016, December 31, 2017 and December 31, 2018.
  4. 25% of these shares are subject to forfeiture on July 31, 2020 unless prior to such date the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like), as described in the Issuer's registration statement on Form S-1 (File No. 333-193320 and No.333-193922).