Filing Details
- Accession Number:
- 0001639691-18-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-18 18:11:22
- Reporting Period:
- 2018-12-15
- Accepted Time:
- 2018-12-18 18:11:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1639691 | Livanova Plc | LIVN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400857 | Jeffrey Daniel Moore | 20 Eastbourne Terrace London X0 W2 6LG | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-12-15 | 2,885 | $0.00 | 46,181 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-12-15 | 1,298 | $94.45 | 44,883 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2018-12-15 | 1,000 | $91.85 | 43,883 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2018-12-15 | 2,885 | $0.00 | 2,885 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,762 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 2,586 | Indirect | DJM Family Partnership Ltd. |
Footnotes
- Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
- The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
- Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.
- Represents weighted average selling price. Securities sold through 8 separate sales on the transaction date at prices ranging from $91.28 to $93.22. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
- On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.
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