Filing Details
- Accession Number:
- 0001493152-18-017669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-18 16:29:44
- Reporting Period:
- 2017-06-01
- Accepted Time:
- 2018-12-18 16:29:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1697834 | Stem Holdings Inc. | STMH | Real Estate (6500) | 611794883 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705121 | L Lindy Sinder | 408 Barbara Lane Bryn Mawr PA 19010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-09 | 41,666 | $2.40 | 41,666 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2017-06-01 | 50,000 | $2.40 | 50,000 | $2.40 |
| Common Stock | Stock Option | Acquisiton | 2018-06-01 | 50,000 | $2.40 | 50,000 | $2.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2017-06-01 | 2021-06-01 | No | 4 | A | Direct |
| 100,000 | 2018-06-01 | 2022-06-01 | No | 4 | A | Direct |
Billionaire Hedge Funds
