Filing Details
- Accession Number:
- 0001209191-18-063121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-18 14:50:40
- Reporting Period:
- 2018-12-14
- Accepted Time:
- 2018-12-18 14:50:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192741 | G Eva Tang | 630 E Foothill Blvd. San Dimas CA 91773 | Sr. Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-12-14 | 600 | $16.68 | 31,543 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-12-14 | 600 | $69.50 | 30,943 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Acquisiton | 2018-12-14 | 600 | $0.00 | 600 | $16.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Billionaire Hedge Funds
