Filing Details
- Accession Number:
- 0000073124-18-000321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-17 19:50:33
- Reporting Period:
- 2018-12-13
- Accepted Time:
- 2018-12-17 19:50:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378549 | N Stephen Potter | 50 S Lasalle St Chicago IL 60603 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-13 | 141 | $86.90 | 8,181 | No | 4 | S | Indirect | 401(k) |
| Common Stock | Disposition | 2018-12-13 | 11,394 | $0.00 | 46,072 | No | 5 | G | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | 401(k) |
| No | 5 | G | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,014 | Direct | |
| Common Stock | 14,050 | Indirect | 2017 GRAT |
Footnotes
- Reflects the December 14, 2018 distribution of 15,950 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Billionaire Hedge Funds
