Filing Details
- Accession Number:
- 0001209191-18-062958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-17 16:42:20
- Reporting Period:
- 2018-12-14
- Accepted Time:
- 2018-12-17 16:42:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1112671 | Susan Swenson | 4300 North First Street San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-14 | 30,000 | $4.24 | 152,444 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-14 | 30,000 | $5.18 | 122,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/Right to Buy | Disposition | 2018-12-14 | 30,000 | $4.24 | 30,000 | $4.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-29 | 2019-07-30 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 14, 2018. The option was initially granted to the Reporting Person on 7/30/2012, and was identified on a Form 4 filed by the Reporting Person on 8/1/2012.
Billionaire Hedge Funds
