Filing Details

Accession Number:
0001243716-18-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-17 16:20:38
Reporting Period:
2018-12-13
Accepted Time:
2018-12-17 16:20:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945114 Systemax Inc SYX Wholesale-Industrial Machinery & Equipment (5084) 113262067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1243716 Robert Dooley C/O Systemax Inc.
11 Harbor Park Drive
Port Washington NY 11050
President, Industrial Prod Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-13 25,000 $18.73 111,380 No 4 M Direct
Common Stock Disposition 2018-12-13 25,000 $31.00 86,380 No 4 S Direct
Common Stock Acquisiton 2018-12-14 4,652 $18.73 91,032 No 4 M Direct
Common Stock Disposition 2018-12-14 4,652 $30.33 86,380 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-12-13 25,000 $0.00 25,000 $18.73
Common Stock Employee Stock Option (right to buy) Disposition 2018-12-14 4,652 $0.00 4,652 $18.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2022-03-01 No 4 M Direct
20,348 2022-03-01 No 4 M Direct
Footnotes
  1. Cashless exercise of 25,000 options and immediate sale of 25,000 shares of common stock through broker of an award granted on March 1, 2012.
  2. The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.
  3. Cashless exercise of 4,652 options and immediate sale of 4,652 shares of common stock through broker of an award granted on March 1, 2012.
  4. This transaction was executed in multiple trades at prices ranging from $30.30 to $30.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012