Filing Details

Accession Number:
0001209191-18-062828
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-14 19:54:23
Reporting Period:
2018-12-12
Accepted Time:
2018-12-14 19:54:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1345126 Compass Diversified Holdings CODI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204375 M Gordon Burns 301 Riverside Avenue
Second Floor
Westport CT 06880
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Preferred Shares Acquisiton 2018-12-12 3,900 $19.40 3,900 No 4 P Indirect By Revocable Trust
Series B Preferred Shares Acquisiton 2018-12-13 6,350 $19.40 10,250 No 4 P Indirect By Revocable Trust
Common Shares Acquisiton 2018-12-14 10,000 $13.60 90,000 No 4 P Indirect By Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Revocable Trust
No 4 P Indirect By Revocable Trust
No 4 P Indirect By Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 48,617 Direct
Common Shares 49,280 Indirect By IRA
Common Shares 12,987 Indirect By Trust Account
Common Shares 12,824 Indirect By Trust Account
Common Shares 6,195 Indirect By Trust Account
Footnotes
  1. Each Series B Preferred Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust preferred interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.
  2. Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
  3. Each Common Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying trust common interest of the Company held by the Trust.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.57 to $13.60, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
  5. Shares beneficially owned by the Reporting Person through the Talley Burns Executor Trust.
  6. Shares beneficially owned by the Reporting Person through the Peter Burns Executor Trust.
  7. Shares beneficially owned by the Reporting Person through the Burns Family Trust.