Filing Details
- Accession Number:
- 0001593968-18-001588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-14 17:09:47
- Reporting Period:
- 2018-12-13
- Accepted Time:
- 2018-12-14 17:09:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526236 | J. Douglas Tucker | 1201 Network Centre Dr. Effingham IL 62401 | Svp Corporate Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-13 | 500 | $22.84 | 14,889 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $17.50 | 2020-10-15 | 15,000 | 15,000 | Direct | |
| Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 5,500 | 5,500 | Direct | |
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 11,566 | 11,566 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 7,153 | 7,153 | Direct | |
| Common Stock | Option (right to buy) | $14.75 | 2021-12-16 | 5,424 | 5,424 | Direct | |
| Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 5,899 | 5,899 | Direct | |
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 40,000 | 40,000 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 5,405 | 5,405 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-10-15 | 15,000 | 15,000 | Direct |
| 2022-12-13 | 5,500 | 5,500 | Direct |
| 2025-11-03 | 11,566 | 11,566 | Direct |
| 2024-12-02 | 7,153 | 7,153 | Direct |
| 2021-12-16 | 5,424 | 5,424 | Direct |
| 2023-12-10 | 5,899 | 5,899 | Direct |
| 2024-08-05 | 40,000 | 40,000 | Direct |
| 2026-11-16 | 5,405 | 5,405 | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant.
- These options vest in three equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- These options vest in three equal annual installments beginning one year after the 12/16/2011 date of grant.
- These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant.
- Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
- These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
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