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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-12-14 16:10:12
Reporting Period:
Accepted Time:
2018-12-14 16:10:12
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1405073 Approach Resources Inc AREX Crude Petroleum & Natural Gas (1311) 510424817
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1733488 M. Ian Shaw One Ridgmar Centre
6500 West Freeway, Suite 800
Fort Worth TX 76116
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-13 20,000 $1.25 51,340 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. Includes 7,599 fully vested shares granted under the Issuer's 2018 Long Term Incentive Plan, in lieu of partial year-end cash bonus, as reported on Form 4 filed December 3, 2018. The remainder shares were sold for tax and planning purposes. The 20,000 shares were sold in multiple transactions, all at a price of $1.25 per share. Mr. Shaw hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and price at which the transaction was effected.