Filing Details

Accession Number:
0001437749-18-021992
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-14 08:27:29
Reporting Period:
2018-12-12
Accepted Time:
2018-12-14 08:27:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1266806 Second Sight Medical Products Inc EYES Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624919 Gregg Williams 12744 San Fernando Road
Suite 400
Sylmar CA 91342
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-12 3,275,100 $0.92 36,255,772 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW.
  2. After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 20,485,249 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 9,928,187 shares of common stock owned by GST.