Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-12-14 08:21:37
Reporting Period:
Accepted Time:
2018-12-14 08:21:37
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745455 A. Suhail Shaikh C/o Alcentra Capital Corporation
200 Park Avenue, 7Th Floor
New York NY 10166
Co-President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-12 34,476 $6.95 34,476 No 4 P Direct
Common Stock Acquisiton 2018-12-12 2,524 $7.00 37,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
  1. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $7.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.