Filing Details

Accession Number:
0001144204-18-064547
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-14 08:21:37
Reporting Period:
2018-12-12
Accepted Time:
2018-12-14 08:21:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745455 A. Suhail Shaikh C/o Alcentra Capital Corporation
200 Park Avenue, 7Th Floor
New York NY 10166
Co-President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-12 34,476 $6.95 34,476 No 4 P Direct
Common Stock Acquisiton 2018-12-12 2,524 $7.00 37,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $7.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.