Filing Details

Accession Number:
0001209191-18-062532
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-12-13 19:30:46
Reporting Period:
2018-12-06
Accepted Time:
2018-12-13 19:30:46
Original Submission Date:
2018-12-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422126 B David Berger C/O Tandem Diabetes Care, Inc.,
11075 Roselle Street
San Diego CA 92121
Evp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-06 10,000 $2.59 11,765 No 4 M Direct
Common Stock Disposition 2018-12-06 10,000 $34.50 1,765 No 4 S Direct
Common Stock Disposition 2018-12-06 1,493 $34.85 200 No 4 S Indirect Berger Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect Berger Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-12-06 10,000 $0.00 10,000 $2.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 2027-12-01 No 4 M Direct
Footnotes
  1. Represents shares of common stock received upon exercise of a stock option award.
  2. The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018, in multiple transactions at prices ranging from $33.80 to $34.965. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  3. The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018, in multiple transactions at prices ranging from $34.8225 to $34.89. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  4. Shares are beneficially owned by the Berger Family Trust dated April 16, 2008, for which the Reporting Person is a trustee.
  5. This amendment is being filed to reflect the exercise of the stock option award in Table II.
  6. Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equalmonthly installments thereafter.