Filing Details

Accession Number:
0001104659-18-072843
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-13 17:00:30
Reporting Period:
2018-12-11
Accepted Time:
2018-12-13 17:00:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282631 Netlist Inc NLST Semiconductors & Related Devices (3674) 954812784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381057 K Chun Hong 175 Technology, Suite 150
Irvine CA 92618
President, Ceo And Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-11 300,000 $0.40 9,858,208 No 4 S Indirect Hong-Cha Property Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Hong-Cha Property Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 385,568 Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.