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Filing Details

Accession Number:: 0001209191-18-062260
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-12-12 17:18:33
Reporting Period:: 2018-12-10

Accepted Time:: 2018-12-12 17:18:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1166586	A Benjamin Horowitz	C/O Okta, Inc. 301 Brannan Street San Francisco CA 94107		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-12-10	620,195	$0.00	620,195	No	4	C	Indirect	By AH Parallel fund IV, L.P.
Class A Common Stock	Disposition	2018-12-10	184,669	$64.85	435,526	No	4	S	Indirect	By AH Parallel fund IV, L.P.
Class A Common Stock	Disposition	2018-12-10	184,604	$64.23	250,922	No	4	S	Indirect	By AH Parallel fund IV, L.P.
Class A Common Stock	Disposition	2018-12-10	30,727	$63.31	220,195	No	4	S	Indirect	By AH Parallel fund IV, L.P.
Class A Common Stock	Disposition	2018-12-11	1,100	$66.19	219,095	No	4	S	Indirect	By AH Parallel fund IV, L.P.
Class A Common Stock	Disposition	2018-12-12	45,135	$67.03	173,960	No	4	S	Indirect	By AH Parallel fund IV, L.P.
Class A Common Stock	Disposition	2018-12-12	173,960	$66.45	0	No	4	S	Indirect	By AH Parallel fund IV, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By AH Parallel fund IV, L.P.
No	4	S	Indirect	By AH Parallel fund IV, L.P.
No	4	S	Indirect	By AH Parallel fund IV, L.P.
No	4	S	Indirect	By AH Parallel fund IV, L.P.
No	4	S	Indirect	By AH Parallel fund IV, L.P.
No	4	S	Indirect	By AH Parallel fund IV, L.P.
No	4	S	Indirect	By AH Parallel fund IV, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2018-12-10	620,195	$0.00	620,195	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,712,116	Indirect	By Trust
Class A Common Stock	11,765	Direct

Footnotes

The reported securities are held by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and investment power with regard to the securities held by the AH Parallel Fund IV Entities.
Continued from Footnote 1) The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and investment power with respect to the shares held by the AH Parallel Fund IV Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.72 to $64.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.73 to $64.715.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.72 to $63.71.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.025 to $66.60.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.21.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.995.
The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.