Filing Details
- Accession Number:
- 0000914851-18-000264
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-12-12 16:39:16
- Reporting Period:
- 2018-12-10
- Accepted Time:
- 2018-12-12 16:39:16
- Original Submission Date:
- 2018-12-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488775 | Clearbridge Mlp & Midstream Fund Inc. | CEM | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279778 | D Harry Cohen | 620 Eighth Avenue 48Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-10 | 58,784 | $11.25 | 1,738 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,481 | Indirect | Children and Grandchildren's accounts |
Footnotes
- Includes shares acquired through the Fund's Dividend Reinvestment Plan.
- These shares of Common Stock are held by accounts for the benefit of Mr. Cohen's children and grandchildren. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
Billionaire Hedge Funds
