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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-12-12 07:39:46
Reporting Period:
Accepted Time:
2018-12-12 07:39:46
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1311538 Castle Brands Inc ROX () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188554 Mark Andrews C/o Castle Brands Inc.
122 East 42Nd St, Suite 5000
New York NY 10168
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-11 25,000 $0.77 736,684 No 4 P Indirect Held By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,163,724 Direct
Common Stock 1,183,079 Indirect By Knappogue Corp.
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.76035 to $0.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Includes shares of Common Stock held jointly with the reporting person's spouse.
  3. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.