Filing Details

Accession Number:
0001016281-18-000146
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-11 20:11:16
Reporting Period:
2018-12-10
Accepted Time:
2018-12-11 20:11:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427418 R Shawn Phillips 13722 Cahill Ct.
Cypress TX 77429
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-10 4,384 $16.07 66,062 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $25.43 2028-02-14 16,610 16,610 Direct
Common Stock Stock Options $26.54 2027-03-21 38,600 38,600 Direct
Common Stock Stock Options $20.06 2026-02-23 16,700 16,700 Direct
Common Stock Stock Options $22.58 2022-02-24 35,000 35,000 Direct
Common Stock Stock Options $5.94 2022-03-05 22,674 22,674 Direct
Common Stock Stock Options $5.70 2021-02-28 17,913 17,913 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-02-14 16,610 16,610 Direct
2027-03-21 38,600 38,600 Direct
2026-02-23 16,700 16,700 Direct
2022-02-24 35,000 35,000 Direct
2022-03-05 22,674 22,674 Direct
2021-02-28 17,913 17,913 Direct
Footnotes
  1. Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/5 on 2/14/2019, 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
  2. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018 and 1/5 will vest each year on 3/21/2019, 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
  3. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018 and 1/5 will vest on 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
  4. Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
  5. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
  6. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.