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Filing Details

Accession Number:
0001209191-18-062034
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-11 16:53:43
Reporting Period:
2018-12-07
Accepted Time:
2018-12-11 16:53:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880807 American Superconductor Corp AMSC Motors & Generators (3621) 042959321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1703463 Jr W John Kosiba C/o American Superconductor Corporation
114 East Main St
Ayer MA 01432
Svp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-07 6,250 $10.58 206,286 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,169 Indirect By 401(k) Plan
Footnotes
  1. The sales reported on this Form 4 were made by the reporting person for tax planning purposes.
  2. The disposition transaction was executed in multiple trades at prices ranging from $10.57-$10.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
  3. Following all the transactions reported on this Form 4, the reporting person holds 206,286 shares directly.
  4. Following all the transactions reported on this Form 4, the reporting person holds 3,169 shares indirectly through the AMSC 401(k) plan as of December 11, 2018.