Filing Details
- Accession Number:
- 0001140361-18-044873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-10 18:13:18
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2018-12-10 18:13:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1106838 | Chanticleer Holdings Inc. | BURG | Retail-Eating Places (5812) | 522102141 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1599318 | Larry Spitcaufsky | 7621 Little Avenue, Suite 414 Charlotte NC 28226 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-18 | 10,000 | $0.00 | 0 | No | 5 | W | Indirect | By Beverly Sue Spitcaufsky Trust |
| Common Stock | Acquisiton | 2018-01-18 | 5,000 | $0.00 | 5,000 | No | 5 | W | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| Common Stock | Acquisiton | 2018-01-18 | 5,000 | $0.00 | 16,738 | No | 5 | W | Indirect | By Larry S. Spitcaufsky Trust |
| Common Stock | Acquisiton | 2017-12-13 | 4,689 | $0.00 | 74,689 | No | 4 | A | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-17 | 2,000 | $3.35 | 102,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-21 | 1,000 | $3.19 | 101,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-21 | 750 | $3.25 | 100,939 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-25 | 475 | $3.11 | 100,464 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-29 | 775 | $3.02 | 99,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-29 | 448 | $3.07 | 99,241 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-29 | 552 | $3.08 | 98,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-30 | 1,000 | $3.06 | 97,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-05-31 | 1,000 | $3.03 | 96,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-04 | 1,000 | $3.05 | 95,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-04 | 1,000 | $3.04 | 94,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-04 | 1,000 | $3.02 | 93,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-05 | 700 | $3.21 | 92,989 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-05 | 1,300 | $3.18 | 91,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-05 | 1,000 | $3.16 | 90,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-05 | 1,000 | $3.14 | 89,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-05 | 1,000 | $3.12 | 88,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Disposition | 2018-06-05 | 1,000 | $3.10 | 87,689 | No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Common Stock | Acquisiton | 2018-11-19 | 1,262 | $1.92 | 18,000 | No | 4 | P | Indirect | By Larry S. Spitcaufsky Trust |
| Common Stock | Acquisiton | 2018-11-20 | 1,311 | $1.84 | 19,311 | No | 4 | P | Indirect | By Larry S. Spitcaufsky Trust |
| Common Stock | Acquisiton | 2018-11-26 | 689 | $1.83 | 20,000 | No | 4 | P | Indirect | By Larry S. Spitcaufsky Trust |
| Common Stock | Acquisiton | 2018-11-19 | 500 | $1.90 | 5,500 | No | 4 | P | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| Common Stock | Acquisiton | 2018-11-23 | 406 | $1.82 | 5,906 | No | 4 | P | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| Common Stock | Acquisiton | 2018-12-06 | 2,094 | $1.76 | 8,000 | No | 4 | P | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| Common Stock | Acquisiton | 2018-12-07 | 2,000 | $1.84 | 89,689 | No | 4 | P | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | W | Indirect | By Beverly Sue Spitcaufsky Trust |
| No | 5 | W | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| No | 5 | W | Indirect | By Larry S. Spitcaufsky Trust |
| No | 4 | A | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | S | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
| No | 4 | P | Indirect | By Larry S. Spitcaufsky Trust |
| No | 4 | P | Indirect | By Larry S. Spitcaufsky Trust |
| No | 4 | P | Indirect | By Larry S. Spitcaufsky Trust |
| No | 4 | P | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| No | 4 | P | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| No | 4 | P | Indirect | By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 |
| No | 4 | P | Indirect | By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Disposition | 2018-01-18 | 1,417 | $55.00 | 1,417 | $0.00 |
| Common Stock | Warrants (right to buy) | Disposition | 2018-01-18 | 1,417 | $70.00 | 1,417 | $0.00 |
| Common Stock | Warrants (right to buy) | Disposition | 2018-01-18 | 709 | $55.00 | 709 | $0.00 |
| Common Stock | Warrants (right to buy) | Disposition | 2018-01-18 | 709 | $70.00 | 709 | $0.00 |
| Common Stock | Warrants (right to buy) | Disposition | 2018-01-18 | 708 | $55.00 | 708 | $0.00 |
| Common Stock | Warrants (right to buy) | Disposition | 2018-01-18 | 708 | $70.00 | 708 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-31 | 2019-01-01 | No | 5 | W | Indirect |
| 0 | 2014-01-31 | 2019-01-01 | No | 5 | W | Indirect |
| 709 | 2014-01-31 | 2019-01-01 | No | 5 | W | Indirect |
| 709 | 2014-01-31 | 2019-01-01 | No | 5 | W | Indirect |
| 2,125 | 2014-01-31 | 2019-01-01 | No | 5 | W | Indirect |
| 2,125 | 2014-01-31 | 2019-01-01 | No | 5 | W | Indirect |
Footnotes
- The beneficiary of the Beverly Sue Spitcaufsky Trust passed away in December 2017, and the shares of common stock of the Issuer and the warrants to purchase shares of common stock of the Issuer owned by the Beverly Sue Spitcaufsky Trust were transferred, in equal parts, to Larry S. Spitcaufsky Trust and Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 on January 18, 2018.
- This amount includes the 30,000 shares of common stock owned by Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 reported on the Form 4 filed by the Reporting Person on May 11, 2018. The Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 is the same trust as the Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88, though using a differently styled name. The amount indicated shows the cumulative shares owned by the trust.
- Shares acquired pursuant to the Issuer's director compensation policy, which permits directors to elect to receive shares of common stock of the Issuer in lieu of receiving their quarterly retainer in cash.
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