Filing Details

Accession Number:
0001271163-18-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-10 16:45:26
Reporting Period:
2018-12-06
Accepted Time:
2018-12-10 16:45:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282957 Gabelli Global Utility & Income Trust GLU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Par Value $0.001 Acquisiton 2018-12-06 1,011 $17.80 3,000 No 4 P Indirect Trust Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust Account
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, Par Value $0.001 158,758 Indirect G.research, Inc.
Common Shares, Par Value $0.001 107,722 Indirect Associated Capital Group, Inc.
Common Shares, Par Value $0.001 1,881 Direct
Footnotes
  1. The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
  2. Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
  3. G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (1934 Act), which as a part of its business regularly purchases and sells securities for its own account.
  4. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.