Filing Details
- Accession Number:
- 0001437749-18-021767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-07 19:35:50
- Reporting Period:
- 2018-12-04
- Accepted Time:
- 2018-12-07 19:35:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185626 | L Kelly Chan | 777 North Broadway Los Angeles CA 90012 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-04 | 500 | $37.45 | 30,596 | No | 4 | P | Indirect | Partner - Chansons Properties |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Partner - Chansons Properties |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,557 | Indirect | By spouse |
| Common Stock | 69,579 | Indirect | Kelly & Barbara Chan Living Trust |
| Common Stock | 200,000 | Indirect | Trustee - WHFC Grandchildren's Sprinkling Trust |
| Common Stock | 13,790 | Indirect | Trustee - Daryl Michael Chan Living Trust |
| Common Stock | 86,830 | Direct |
Billionaire Hedge Funds
