Filing Details

Accession Number:
0001179110-18-013574
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-07 17:30:50
Reporting Period:
2018-12-06
Accepted Time:
2018-12-07 17:30:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504814 Iv T. Benjamin Smith C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-06 50,000 $2.40 189,595 No 4 M Direct
Common Stock Disposition 2018-12-06 50,000 $7.30 139,595 No 4 S Direct
Common Stock Disposition 2018-12-06 29,595 $7.40 110,000 No 4 S Direct
Common Stock Disposition 2018-12-06 100,000 $7.40 10,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-12-06 50,000 $0.00 50,000 $2.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-06-06 No 4 M Direct
Footnotes
  1. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.30 to $7.33. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.40 to $7.405. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.40 to $7.405. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  4. The option vested over a 12 month period, with 8.333% of the shares vesting on July 6, 2013, the one month anniversary of the vesting commencement date, and the remaining shares vesting in 11 equal monthly installments thereafter, such that the option was fully vested on June 6, 2014.