Filing Details
- Accession Number:
- 0001584518-18-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-06 21:39:14
- Reporting Period:
- 2018-12-03
- Accepted Time:
- 2018-12-06 21:39:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584518 | M Jerome Guillen | C/O Tesla, Inc 3500 Deer Creek Road Palo Alto CA 94304 | President, Automotive | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-03 | 1,000 | $139.34 | 8,598 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-03 | 1,000 | $360.28 | 7,598 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-05 | 285 | $0.00 | 7,883 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-05 | 143 | $356.01 | 7,740 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-12-05 | 242 | $0.00 | 7,982 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-05 | 122 | $356.00 | 7,860 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-12-03 | 1,000 | $0.00 | 1,000 | $139.34 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-12-05 | 285 | $0.00 | 285 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-12-05 | 242 | $0.00 | 242 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,250 | 2024-01-13 | No | 4 | M | Direct | |
| 1,706 | No | 4 | M | Direct | ||
| 2,422 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.
- Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2018.
- PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
- 1/4th of the shares subject to the option vested and became exercisable on each of October 6, 2015, May 15, 2017, and July 30, 2017, and the remainder of the shares subject to the option shall become vested and exercisable upon achievement of a certain performance milestone specified in the option agreement.
- 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter.
- 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter.
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