Filing Details

Accession Number:
0001144204-18-063418
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-06 17:52:04
Reporting Period:
2018-12-03
Accepted Time:
2018-12-06 17:52:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023994 Sg Blocks Inc. SGBX Wholesale-Lumber & Other Construction Materials (5030) 954463937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536125 Hillair Capital Investments Lp C/O Hillair Capital Management Llc
345 Lorton Avenue Suite 303
Burlingame CA 94010
No No Yes No
1642615 M Sean Mcavoy C/O Hillair Capital Management Llc
345 Lorton Avenue Suite 303
Burlingame CA 94010
No No Yes No
1642616 Hillair Capital Management Llc C/O Hillair Capital Management Llc
345 Lorton Avenue Suite 303
Burlingame CA 94010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-03 85,299 $3.40 519,558 No 4 S Direct
Common Stock Disposition 2018-12-04 49,500 $3.60 470,058 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.85, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.