Filing Details

Accession Number:
0001246360-18-002596
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-06 17:14:14
Reporting Period:
2018-12-03
Accepted Time:
2018-12-06 17:14:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278046 P John Mcdermott 1201 South Second Street
Milwaukee WI 53204
Sr. Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-03 7,100 $0.00 37,731 No 4 M Direct
Common Stock Disposition 2018-12-04 1 $175.04 37,730 No 4 S Direct
Common Stock Disposition 2018-12-04 3,833 $176.04 33,897 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Disposition 2018-12-03 7,100 $0.00 7,100 $0.00
Common Stock Employee stock option (right to buy) Acquisiton 2018-12-04 11,100 $0.00 11,100 $171.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-12-03 2018-12-03 No 4 M Direct
11,100 2019-12-04 2028-12-04 No 4 A Direct
Footnotes
  1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
  2. The option vests in three substantially equal annual installments beginning on the date exercisable.
  3. Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.