Filing Details
- Accession Number:
- 0001144204-18-063399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-06 17:00:32
- Reporting Period:
- 2018-12-03
- Accepted Time:
- 2018-12-06 17:00:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297989 | Exlservice Holdings Inc. | EXLS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179283 | W Clyde Ostler | 280 Park Avenue New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2018-12-03 | 3,231 | $8.51 | 12,461 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2018-12-03 | 3,231 | $58.10 | 9,230 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2018-12-03 | 3,231 | $0.00 | 3,231 | $8.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,661 | 2019-01-02 | No | 4 | M | Direct |
Footnotes
- On December 3, 2018, the reporting person exercised previously issued options to purchase an aggregate of 3,231 shares of common stock of ExlService Holdings, Inc.
- The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- On January 2, 2009, the reporting person was granted 16,892 stock options. 100 percent of these options became vested and exercisable on December 31, 2009.
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