Filing Details
- Accession Number:
- 0001124796-18-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-06 16:28:00
- Reporting Period:
- 2018-12-03
- Accepted Time:
- 2018-12-06 16:28:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738243 | Robert Martinsen | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-03 | 1,076 | $0.75 | 13,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-03 | 1,076 | $19.97 | 12,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-12-04 | 302 | $0.75 | 12,802 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-04 | 302 | $20.00 | 12,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-03 | 1,076 | $0.00 | 1,076 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-12-04 | 302 | $0.00 | 302 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,302 | 2025-04-18 | No | 4 | M | Direct | |
| 34,000 | 2025-04-18 | No | 4 | M | Direct |
Footnotes
- The reported transaction involves purchase transactions from $19.85 to $20.02 per share. The weighted average price per share was $19.97. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- The reported transaction involves purchase transactions from $20 to $20.01 per share. The weighted average price per share was $20. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- This option became fully vested and exercisable on February 23, 2016.
Billionaire Hedge Funds
