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Filing Details

Accession Number:
0001122904-18-000287
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-06 14:37:22
Reporting Period:
2018-12-03
Accepted Time:
2018-12-06 14:37:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122904 Netgear Inc NTGR Telephone & Telegraph Apparatus (3661) 770419172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257008 Cs Patrick Lo Netgear, Inc.
350 E. Plumeria Dr.
San Jose CA 95134
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-03 3,333 $33.15 206,612 No 4 M Direct
Common Stock Acquisiton 2018-12-03 8,333 $35.32 214,945 No 4 M Direct
Common Stock Disposition 2018-12-03 3,333 $55.27 211,612 No 4 S Direct
Common Stock Disposition 2018-12-03 8,333 $55.26 203,279 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-12-03 8,333 $0.00 8,333 $35.32
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-12-03 3,333 $0.00 3,333 $33.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,667 2021-02-03 No 4 M Direct
36,667 2021-04-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 120,048 Indirect See footnote
Common Stock 147,668 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $31.31 2022-06-06 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $32.54 2023-05-16 108,510 108,510 Direct
Common Stock Employee Stock Option (Right to Buy) $32.52 2024-06-03 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $31.28 2025-06-02 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $39.53 2026-03-24 115,000 115,000 Direct
Common Stock Employee Stock Option (Right to Buy) $42.70 2027-06-01 115,000 115,000 Direct
Common Stock Common Stock $70.15 2028-01-25 115,000 115,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-06 100,000 100,000 Direct
2023-05-16 108,510 108,510 Direct
2024-06-03 100,000 100,000 Direct
2025-06-02 100,000 100,000 Direct
2026-03-24 115,000 115,000 Direct
2027-06-01 115,000 115,000 Direct
2028-01-25 115,000 115,000 Direct
Footnotes
  1. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
  2. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
  3. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.
  4. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  5. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
  6. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
  7. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
  8. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
  9. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
  10. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
  11. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.