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Filing Details

Accession Number:
0000921895-18-003217
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-12-06 14:35:07
Reporting Period:
2018-11-30
Accepted Time:
2018-12-06 14:35:07
Original Submission Date:
2018-12-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009891 Air Industries Group AIRI Aircraft Parts & Auxiliary Equipment, Nec (3728) 204458244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540462 Richmond Brothers, Inc. 3568 Wildwood Avenue
Jackson MI 49202
No No Yes Yes
1697890 Rbi Private Investment Ii, Llc 3568 Wildwood Avenue
Jackson MI 49202
No No No Yes
1698614 S. David Richmond 3568 Wildwood Avenue
Jackson MI 49202
No No Yes Yes
1698617 J. Matthew Curfman 3568 Wildwood Avenue
Jackson MI 49202
No No Yes Yes
1698718 Rbi Pi Manager, Llc 3568 Wildwood Avenue
Jackson MI 49202
No No No Yes
1698822 Plan Sharing Profit 401(K) Brothers Richmond 3568 Wildwood Avenue
Jackson MI 49202
No No No Yes
1755442 Rbi Private Investment Iii, Llc 3568 Wildwood Avenue
Jackson MI 49202
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-30 3,979 $1.11 70,985 No 4 P Indirect By: Richmond Brothers 401(k) Profit Sharing Plan
Common Stock Acquisiton 2018-11-30 525 $1.11 525 No 4 P Indirect By: Matthew J. Curfman
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Richmond Brothers 401(k) Profit Sharing Plan
No 4 P Indirect By: Matthew J. Curfman
Footnotes
  1. This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
  2. Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16.
  3. Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan.