Filing Details

Accession Number:
0000950103-18-014404
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-06 12:23:32
Reporting Period:
2018-12-03
Accepted Time:
2018-12-06 12:23:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344017 Iain Mackenzie C/O Smart Modular Technologies, Inc.
39870 Eureka Drive
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-12-03 29,976 $11.55 354,949 No 4 M Direct
Ordinary Shares Acquisiton 2018-12-03 12,609 $22.74 367,558 No 4 M Direct
Ordinary Shares Acquisiton 2018-12-03 9,819 $2.64 377,377 No 4 M Direct
Ordinary Shares Disposition 2018-12-03 52,404 $35.03 324,973 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Options (right to buy) Disposition 2018-12-03 29,976 $0.00 29,976 $11.55
Ordinary Shares Employee Stock Options (right to buy) Disposition 2018-12-03 12,609 $0.00 12,609 $22.47
Ordinary Shares Employee Stock Options (right to buy) Disposition 2018-12-03 9,819 $0.00 9,819 $2.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,340 2026-05-23 No 4 M Direct
2,275 2019-10-26 No 4 M Direct
0 2020-09-27 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18.
  2. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.00 to $35.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. This option became exercisable on May 23, 2017 as to 50% of the award. The remainder became exercisable in equal quarterly installments through May 23, 2018.
  4. This option became exercisable during a period ending on October 31, 2015.
  5. This option became exercisable in monthly installments from October 28, 2010 through September 28, 2014.