Filing Details

Accession Number:
0001127602-11-007784
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-28 10:07:52
Reporting Period:
2011-02-25
Filing Date:
2011-02-28
Accepted Time:
2011-02-28 10:07:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815097 Carnival Corp CCL Water Transportation (4400) 591562976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1243482 S Howard Frank Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Vice Chairman & Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-25 20,000 $27.88 413,859 No 4 M Direct
Common Stock Acquisiton 2011-02-25 40,000 $34.45 453,859 No 4 M Direct
Common Stock Disposition 2011-02-25 180,000 $42.60 273,859 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-02-25 20,000 $0.00 20,000 $27.88
Common Stock Stock Option (Right to Buy) Disposition 2011-02-25 40,000 $0.00 40,000 $34.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-12-02 2012-12-02 No 4 M Direct
0 2004-10-13 2013-10-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 907 Indirect Howard S. Frank GRAT #4
Common Stock 8,592 Indirect Howard S. Frank GRAT #5
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $42.50 to $42.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Represents stock options granted under the Carnival Corporation 2002 Stock Plan.
  3. The options vest ratably over five years beginning on the first anniversary of the grant date.