Filing Details

Accession Number:
0001209191-18-061125
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-06 09:15:16
Reporting Period:
2018-12-04
Accepted Time:
2018-12-06 09:15:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169245 Phasebio Pharmaceuticals Inc PHAS Pharmaceutical Preparations (2834) 030375697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592380 Clay Thorp C/O Phasebio Pharmaceuticals, Inc.
1 Great Valley Parkway, Suite 30
Malvern PA 19355
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-04 4,000 $3.13 15,799 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,690 Indirect By Hatteras Venture Partners I, LP
Common Stock 1,820,933 Indirect By Hatteras Venture Partners III, LP
Common Stock 163,099 Indirect By Hatteras Venture Affiliates III, LP
Common Stock 4,846 Indirect By Catalysta Ventures, LLC
Common Stock 416,481 Indirect By Venture Capital Multiplier Fund
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.98 to $3.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. Catalysta Ventures, LLC ("Catalysta") is the general partner of Hatteras Venture Partners I, LP ("HVP I"). The securities held directly by HVP I are indirectly held by Catalysta. The reporting person is a manager of Catalysta and may be deemed to share voting and dispositive power with regard to the securities held directly by Catalysta and HVP I. The reporting person disclaims beneficial ownership of the securities held by Catalysta and HVP I except to the extent of his pecuniary interest therein.
  3. Hatteras Venture Advisors III, LLC ("HVA III") is the general partner of Hatteras Venture Partners III, LP ("HVP III"), Hatteras Venture Affiliates III, LP ("HV Affiliates") and Venture Capital Multiplier Fund ("Multiplier Fund"). The securities held directly by HVP III, HV Affiliates and Multiplier Fund are indirectly held by HVA III. The reporting person is a manager of HVA III and may be deemed to share voting and dispositive power with regard to the securities directly held by HVP III, HV Affiliates and Multiplier Fund. The reporting person disclaims beneficial ownership of the securities held by HVP III, HV Affiliates and Multiplier Fund except to the extent of his pecuniary interest therein.