Filing Details

Accession Number:
0001209191-18-061002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-04 17:51:37
Reporting Period:
2018-12-03
Accepted Time:
2018-12-04 17:51:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534350 J. Michael Lachance C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Vice President, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-03 43,115 $6.93 131,232 No 4 M Direct
Common Stock Disposition 2018-12-03 43,115 $20.78 88,117 No 4 S Direct
Common Stock Disposition 2018-12-04 6,885 $20.56 81,232 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-12-03 43,115 $0.00 43,115 $6.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-05-14 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 43,115 shares sold in the price range of $20.26 to $20.955 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 43,115 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option vested and became exercisable on each successive anniversary thereafter, such that the option became fully vested and exercisable on May 14, 2017.