Filing Details
- Accession Number:
- 0000009984-18-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-03 16:21:51
- Reporting Period:
- 2018-11-28
- Accepted Time:
- 2018-12-03 16:21:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-28 | 3,000 | $0.00 | 350,341 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2018-11-29 | 158 | $58.85 | 412,873 | No | 4 | S | Indirect | Trust #42-01-100-8546559 (1E) |
| Common Stock | Disposition | 2018-11-29 | 15 | $58.85 | 75,793 | No | 4 | S | Indirect | Trust #42-01-100-8550714 (2E) |
| Common Stock | Disposition | 2018-11-29 | 12 | $58.85 | 160,827 | No | 4 | S | Indirect | Trust #42-01-100-8550720 (3E) |
| Common Stock | Disposition | 2018-11-29 | 79 | $58.85 | 481,629 | No | 4 | S | Indirect | Trust #42-01-100-8550719 (4E) |
| Common Stock | Disposition | 2018-11-29 | 5 | $58.85 | 83,983 | No | 4 | S | Indirect | Trust #42-01-100-8550713 (6E/7W) |
| Common Stock | Disposition | 2018-11-30 | 292 | $59.51 | 412,581 | No | 4 | S | Indirect | Trust #42-01-100-8546559 (1E) |
| Common Stock | Disposition | 2018-11-30 | 30 | $59.51 | 75,763 | No | 4 | S | Indirect | Trust #42-01-100-8550714 (2E) |
| Common Stock | Disposition | 2018-11-30 | 23 | $59.51 | 160,804 | No | 4 | S | Indirect | Trust #42-01-100-8550720 (3E) |
| Common Stock | Disposition | 2018-11-30 | 146 | $59.51 | 481,483 | No | 4 | S | Indirect | Trust #42-01-100-8550719 (4E) |
| Common Stock | Disposition | 2018-11-30 | 10 | $59.51 | 83,973 | No | 4 | S | Indirect | Trust #42-01-100-8550713 (6E/7W) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Indirect | Trust #42-01-100-8546559 (1E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550714 (2E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550720 (3E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550719 (4E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550713 (6E/7W) |
| No | 4 | S | Indirect | Trust #42-01-100-8546559 (1E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550714 (2E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550720 (3E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550719 (4E) |
| No | 4 | S | Indirect | Trust #42-01-100-8550713 (6E/7W) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,879 | Indirect | By 401(k) Plan |
| Common Stock | 4,348 | Indirect | By my wife |
| Common Stock | 39,116 | Indirect | Trust #42-01-100-8546568 |
| Common Stock | 410,468 | Indirect | Trust #42-01-100-8546558 (5E/5W) |
| Common Stock | 77,162 | Indirect | Trust #42-01-102-2549053 |
Footnotes
- Includes a balance of 442 Restricted Stock Units granted 2/8/2018, that are subject to forfeiture if certain events occur.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
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