Filing Details

Accession Number:
0001543407-18-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-03 09:43:26
Reporting Period:
2018-11-30
Accepted Time:
2018-12-03 09:43:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10795 Becton Dickinson & Co BDX Surgical & Medical Instruments & Apparatus (3841) 220760120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495559 W James Borzi C/O Becton, Dickinson And Company
1 Becton Drive
Franklin Lakes NJ 07417
Evp & Chief Supply Chain Offcr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-30 1,413 $134.73 6,013 No 4 M Direct
Common Stock Disposition 2018-11-30 755 $252.39 5,258 No 4 D Direct
Common Stock Disposition 2018-11-30 658 $252.39 4,600 No 4 S Direct
Common Stock Acquisiton 2018-11-30 6,054 $150.12 10,654 No 4 M Direct
Common Stock Disposition 2018-11-30 3,601 $252.39 7,053 No 4 D Direct
Common Stock Disposition 2018-11-30 2,453 $252.39 4,600 No 4 S Direct
Common Stock Acquisiton 2018-11-30 2,938 $170.69 7,538 No 4 M Direct
Common Stock Disposition 2018-11-30 1,987 $252.39 5,551 No 4 D Direct
Common Stock Disposition 2018-11-30 951 $252.39 4,600 No 4 S Direct
Common Stock Disposition 2018-11-30 1,825 $252.32 2,775 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2018-11-30 1,413 $0.00 1,413 $134.73
Common Stock Stock Appreciation Rights Disposition 2018-11-30 6,054 $0.00 6,054 $150.12
Common Stock Stock Appreciation Rights Disposition 2018-11-30 2,938 $0.00 2,938 $170.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-11-25 2024-11-25 No 4 M Direct
2,020 2016-11-26 2025-11-26 No 4 M Direct
2,941 2017-11-26 2026-11-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 126 Indirect 401(k) Trust
Footnotes
  1. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
  2. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
  3. Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of July 1, 2018.
  4. The stock appreciation rights vest in four annual installments beginning November 25, 2015.
  5. The stock appreciation rights vest in four annual installments beginning November 26, 2016.
  6. The stock appreciation rights vest in four annual installments beginning November 26, 2017.