Filing Details

Accession Number:
0001200556-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-25 18:14:47
Reporting Period:
2011-02-23
Filing Date:
2011-02-25
Accepted Time:
2011-02-25 18:14:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
90168 Sifco Industries Inc SIF Aircraft Engines & Engine Parts (3724) 340553950
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200556 A Frank Cappello Sifco Industries Inc
970 East 64Th Street
Cleveland OH 44103
Vice President Finance And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Sifco Industries, Inc. Common Stock Disposition 2011-02-23 105 $16.35 6,657 No 4 S Direct
Sifco Industries, Inc. Common Stock Disposition 2011-02-24 1,200 $16.27 5,457 No 4 S Direct
Sifco Industries, Inc. Common Stock Disposition 2011-02-25 450 $16.35 5,007 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Sifco Industries, Inc. Common Stock Stock options - right to purchase SIFCO common stock $5.50 2003-04-30 2012-04-30 10,000 10,000 Direct
Sifco Industries, Inc. Common Stock Stock options - right to purchase SIFCO common stock $3.50 2004-11-03 2013-11-03 10,000 10,000 Direct
Sifco Industries, Inc. Common Stock Stock options - right to purchase SIFCO common stock $3.74 2006-07-26 2015-07-26 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-04-30 10,000 10,000 Direct
2013-11-03 10,000 10,000 Direct
2015-07-26 6,000 6,000 Direct
Footnotes
  1. 25% of options awarded vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years.