Filing Details
- Accession Number:
- 0001144204-18-062708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-30 18:18:57
- Reporting Period:
- 2018-11-28
- Accepted Time:
- 2018-11-30 18:18:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1469510 | Resolute Energy Corp | REN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1287493 | Michael Stefanoudakis | 1700 Lincoln St. Suite 2800 Denver CO 80203 | Exec. Vp, Gen Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-28 | 14,876 | $6.75 | 134,140 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-28 | 19,573 | $2.92 | 153,713 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-28 | 4,527 | $34.79 | 149,186 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-30 | 29,922 | $34.79 | 119,264 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2018-11-28 | 14,876 | $0.00 | 14,876 | $6.75 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2018-11-28 | 19,573 | $0.00 | 19,573 | $2.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-05-05 | No | 4 | M | Direct | |
| 0 | 2026-02-18 | No | 4 | M | Direct |
Footnotes
- Represents shares surrendered to Issuer to cover the exercise price of the option, as permitted pursuant to Issuer's 2009 Performance Incentive Plan, upon the exercise of 34,449 stock options.
- Includes 68,728 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2021.
- Includes 11,000 shares held by the Reporting Person in an IRA account.
- Includes 4,959, 4,959 and 4,958 options, which became exercisable on 5/5/2016, 5/5/2017 and 5/5/2018, respectively.
- Includes 9,787 and 9,786 options, which became exercisable on 3/8/2017 and 3/8/2018, respectively.
Billionaire Hedge Funds
