Filing Details
- Accession Number:
- 0001055726-18-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-30 17:27:25
- Reporting Period:
- 2018-11-29
- Accepted Time:
- 2018-11-30 17:27:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1055726 | Inovio Pharmaceuticals Inc. | INO | Surgical & Medical Instruments & Apparatus (3841) | 330024450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259780 | Peter Kies | C/O Inovio Pharmaceuticals, Inc. 6769 Mesa Ridge Road San Diego CA 92121 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-29 | 10,001 | $2.00 | 72,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-29 | 10,001 | $5.28 | 62,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2018-11-29 | 10,001 | $0.00 | 10,001 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-09 | 2018-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,500 | Indirect | By Spouse |
Footnotes
- The price reported in Column 4 is a weighted average price.
- Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014.
- The shares underlying this option vested and became exercisable on various dates between December 9, 2008 and December 9, 2011.
Billionaire Hedge Funds
