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Filing Details

Accession Number:
0001144204-18-062616
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-30 16:30:52
Reporting Period:
2018-11-28
Accepted Time:
2018-11-30 16:30:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1652362 Infrastructure & Energy Alternatives Inc. IEA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202993 Y Mohsin Meghji 130 West 42Nd Street, 17Th Floor
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-28 8,000 $8.50 8,000 No 4 P Direct
Common Stock Disposition 2018-11-29 8,545 $8.71 16,545 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase 1/2 shares of Common Stock Acquisiton 2018-11-28 13,601 $0.79 6,800 $5.75
Common Stock Warrants to purchase 1/2 shares of Common Stock Acquisiton 2018-11-29 3,750 $0.90 1,875 $5.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,367,404 2018-04-26 2023-03-26 No 4 P Direct
1,371,154 2018-04-26 2023-03-26 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,400,492 Indirect By M III Sponsor I LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants to purchase 1/2 shares of Common Stock $5.75 2018-04-26 2023-03-26 95,000 190,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-03-26 95,000 190,000 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.59, inclusive. The reporting person undertakes to provide to Infrastructure and Energy Alternatives, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, sold at each separate price within the ranges set forth in footnotes (1), (2), (4) and (5) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive
  3. Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over securities held by M III Sponsor I LLC and therefore may be deemed to share beneficial ownership of the securities held by M III Sponsor I LLC. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.
  4. The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7750 to $0.8500, inclusive.
  5. The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7800 to $0.9200, inclusive.