Filing Details
- Accession Number:
- 0001127602-18-034823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-30 14:53:28
- Reporting Period:
- 2018-11-29
- Accepted Time:
- 2018-11-30 14:53:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1680156 | Victor Robert Slone | 22 West Frontage Road Northfield IL 60093 | Vp Chief Tech & Sustainability | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-29 | 1,377 | $57.79 | 4,619 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 1,204 | $41.16 | 5,823 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 1,277 | $43.85 | 7,100 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 607 | $62.41 | 7,707 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 464 | $78.58 | 8,171 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-29 | 3,741 | $80.32 | 4,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-29 | 3,611 | $41.16 | 8,041 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-29 | 1,854 | $80.19 | 6,187 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-11-29 | 515 | $80.19 | 5,672 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-11-29 | 1,377 | $0.00 | 1,377 | $57.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-11-29 | 1,204 | $0.00 | 1,204 | $41.16 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-11-29 | 1,277 | $0.00 | 1,277 | $43.85 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-11-29 | 607 | $0.00 | 607 | $62.41 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-11-29 | 464 | $0.00 | 464 | $78.58 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-11-29 | 3,611 | $0.00 | 3,611 | $41.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-04 | 2023-11-03 | No | 4 | M | Direct |
| 0 | 2017-02-17 | 2025-02-16 | No | 4 | M | Direct |
| 0 | 2018-02-23 | 2026-02-22 | No | 4 | M | Direct |
| 0 | 2018-07-19 | 2026-07-18 | No | 4 | M | Direct |
| 929 | 2018-02-21 | 2027-02-20 | No | 4 | M | Direct |
| 0 | 2017-02-17 | 2025-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 463 | Indirect | By Esop II Trust |
Footnotes
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $80.20 to $80.48, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.
- Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
- Withholding of shares to satisfy tax liability on exercise of SARs.
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