Filing Details

Accession Number:
0001209191-18-060343
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-30 14:20:09
Reporting Period:
2018-11-30
Accepted Time:
2018-11-30 14:20:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1609065 Pathfinder Bancorp Inc. PBHC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214095 W Thomas Schneider 214 West First Street
Oswego NY 13126
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-30 4,000 $14.75 21,073 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,797 Indirect By ESOP
Common Stock 23,262 Indirect By 401(K)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $11.35 2017-05-06 2026-05-06 26,361 26,361 Direct
Common Stock Stock Options $5.46 2012-06-23 2021-06-23 2,091 2,091 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-05-06 26,361 26,361 Direct
2021-06-23 2,091 2,091 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $14.75 to $14.79. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.