Filing Details

Accession Number:
0001209191-18-060295
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-29 17:59:15
Reporting Period:
2018-11-27
Accepted Time:
2018-11-29 17:59:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468328 Addus Homecare Corp ADUS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299291 P L Iii Partners Capital Eos 437 Madison Ave.
New York NY 10022
No No Yes No
1365367 Eos Partners Sbic Iii, L.p. 437 Madison Ave.
New York NY 10022
No No Yes No
1728263 Ecp Helios Partners Iii, L.p. 437 Madison Ave.
New York NY 10022
No No Yes No
1731318 Ecp General Iii, L.p. 437 Madison Ave.
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-27 254,520 $72.00 2,457,118 No 4 S Direct
Common Stock Disposition 2018-11-27 16,140 $73.23 2,440,978 No 4 S Direct
Common Stock Disposition 2018-11-27 78,915 $74.31 2,362,063 No 4 S Direct
Common Stock Disposition 2018-11-27 2,825 $75.21 2,359,238 No 4 S Direct
Common Stock Disposition 2018-11-28 185,417 $72.19 2,173,821 No 4 S Direct
Common Stock Disposition 2018-11-28 2,183 $73.08 2,171,638 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.54, inclusive. The reporting person undertakes to provide to Addus HomeCare Corporation, any security holder of Addus HomeCare Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5), (6) and (7) to this Form 4.
  2. Represents shares of common stock held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Eos Hyperion GP, LLC is the general partner of Helios III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the sole member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.88, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.99, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.77, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.91, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive.
  8. Following the reported transactions, 795,556 shares are held by Helios III, 708,538 shares are held by General III and 667,544 shares are held by SBIC III.