Filing Details

Accession Number:
0001275158-18-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-29 16:54:35
Reporting Period:
2018-11-29
Accepted Time:
2018-11-29 16:54:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275158 Noodles & Co NDLS Retail-Eating Places (5812) 841303469
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544498 Michael James Chu 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1545446 Arnold Scott Dahnke 599 West Putnam Avenue
Greenwich CT 06830
Yes No Yes No
1555549 Cp6 Management, L.l.c. 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1580004 Catterton-Noodles, Llc 599 West Putnam Avenue
Suite 200
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-11-29 1,858,387 $8.90 8,173,858 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The securities reported on this Form 4 are held of record by Catterton-Noodles, LLC ("Catterton Noodles"). CP6 Management, L.L.C. ("CP^") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
  2. Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles, LLC: 10% Owner; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner and Director; Chu, James Michael: 10% Owner.